Kaiser Hong Kong

Currently, Kaiser Financial Services and its group companies had not approved the appointment of any agent arrangements in the region of Mainland China. Unless notice made by us expressly, we do not have any representatives/ agents/sales agents representing us in the Mainland China. For any inquires or clarification, please call us direct at our hotline (+852) 2815 8033.

Kaiser Financial Services and/or its subsidiaries endeavour to ensure the accuracy and reliability of the information provided, but do not guarantee its accuracy and reliability and accept no liability (whether in tort or contract or otherwise) for any loss or damage arising from any inaccuracy or omission or from any decision, action or non-action based on or in reliance upon information contained in this website. Copyright © 2006 Kaiser Investment Holdings Limited. All Rights Reserved.

Trade-Related services

Brokerage	Basic Plan 0.25% (Min: $100) Privileged Plans and Preferential Rate Plans are available
Transaction Levy	0.003%
Investor Compensation Levy	No longer charged from 29th Dec,2006
Trading Fee	0.005%
Trading Tariff	Free
Stamp Duty	0.100%, $1 per every $1,000

Scrip handling and settlement-related services

Clearing and Settlement Fee	0.010% (Min: $2, Max: $100)
Settlement Instruction Fee (SI)
	SI Receipt	Free
	SI Delivery	$30 per transaction or CCASS charges, whichever is higher
Investor Settlement Instruction Fee (ISI)
	ISI Receipt	Free
	ISI Delivery	$30 per transaction or CCASS charges, whichever is higher
Deposit Transaction Charge	$5 per Transfer Deed
Physical Stock (Shares Certificates)	Deposit Fee	Free plus $5 per T/D (if any)
Physical Stock (Shares Certificates)	Withdrawal Fee	$5 per lot (Min: $50 / stock)
Compulsory Share Buy-back Fee	HK$100, plus buy back difference

Nominee Services and Corporate Actions

Scrip Fee	$3.5 per lot
Dividend Collection Fee	Cash dividend	0.500% (Min: $20)
	Bonus shares/warrants/rights	HK$2 per lot (Min: $20, Max: $300)
Warrants/Rights Conversion	HK$2 per lot (Min: $20)
Shares Consolidation/Splitting	HK$30 per transaction
Fee for tendering shares under a takeover bid	0.500% (Min: $100)
Redemption of ELI	HK$2 per lot; HK$100 per transaction
Redemption of Cover Warrants/Callable Bull	HK$2 per lot; HK$100 per transaction
Corporation Communication	HK$100 per transaction
Change of Registration at Share Registrar	HK$5 per lot (Min: $50 per Stock)

Financing and other services
Securities Subscription Handling Fee	EIPO	$50 per application
	Others	$100 per application
	Overdue Charge	$100 per application
	Overdue Interest	P+10%
Cash Account Overdue Interest	P+6%
Fee for Claiming unclaimed Benefit Entitlement	HK$500 per claim
Bank Service Charges	Bank Transfer	$100 plus actual bank charges
Bank Service Charges	Return cheque	$100.00

INFORMATION SERVICES
Real time price quote, news, charts	Local Users	$338 per month
Real time price quote, news, charts	Mainland Users	$218 per month
Real time price quote only	Local Users	$268 per month
Real time price quote only	Mainland Users	$148 per month

ACCOUNT MAINTENANCE
Balance Confirmation	$100
Statement Copy	$50 per copy
Dormant Account Fee per year	$50